senior americans

New FINRA Rules to Help Prevent Senior Financial Abuse

New FINRA Rules to Help Prevent Senior Financial Abuse

Every year, new and more elaborate schemes appear to bilk older investors out of their life-savings. Fortunately, FINRA has committed itself to several early detection measures aimed at stemming the tide of elder financial abuse. The new measures also encourage broker-dealers to further supervise their own employees when it comes to suspicions of broker misconduct.